Who We Serve

EXISTING RIAS

FocusPoint can

• Help you to design a unique service solution to complement (or replace) your already established systems
• Provide you with ongoing compliance support relating to your RIA and
• Offer you additional compliance support - from basic ongoing to full-service, comprehensive-based on your needs
• If need be, devise a plan to bring most or all of your assets to one custodian and consolidate your client assets onto one statement

ADVISORS FORMING AN RIA

FocusPoint can

• Help you to form your own RIA
• Provide you with ongoing compliance support relating to your RIA
• Offer you compliance support - from basic ongoing to full-service, comprehensive-based on your needs
• Assist you with client communications and plan relating to a transition to a fee-only business model
• Create and execute a custom transition plan to increase your fee-based revenue
• Utilize our long-standing relationships to assist you with approval/establishment of your RIA with a best-fit custodian
• Devise a plan to bring most or all of your assets to one custodian and consolidate your client assets onto one statement

HYBRID ADVISORS

FocusPoint can

• Help you to form your own RIA
• Provide you with ongoing compliance support relating to your RIA
• Point you in the direction of various fee-friendly B/D’s
• Provide your B-D with what they need from an oversight standpoint
• Create and execute a custom transition plan to increase your fee-based revenue
• Utilize our long-standing relationships to assist you with approval/establishment of your RIA with a best-fit custodian

BROKER-DEALERS

FocusPoint can

• Customized private label solution
• Complete control of the turnkey platform, start to finish
• Implementation of cutting edge technology/virtual office into your infrastructure
• An answer to your compliance concerns
• High rep retention
• No start-up costs