Strategic Guidance


Advisor transitions

  • Customization of client transition plan and timeline
  • Completion of all relevant client paperwork related to transition
  • Custodian and asset review/analysis/approval
  • Establishment of advisor firm with custodian (as applicable)
  • Assistance with client meeting and communication materials related to transition
  • New account setup and transfer of cost basis information as applicable
  • Trading on new accounts to set them to the portfolios you choose

Practice management

  • Initial discovery and consultation
  • Customized business analysis
  • Assistance with your investment process
  • Access to presentation materials
Advisor Comments
“I can honestly say I would find a different way to make a living before I went back to the previous business model. It’s not that I wouldn’t go into commission sales of something; it’s that I believe there is no such thing as financial services sales.

It’s the only business in the world where you’re expected to service it forever for a very small charge—and be liable for it.

I truly have peace of mind. I just work better with clients who are looking for more and I like providing more. Any conflict I may have felt before is just gone.”