- Customization of client transition plan and timeline
- Completion of all relevant client paperwork related to transition
- Custodian and asset review/analysis/approval
- Establishment of advisor firm with custodian (as applicable)
- Assistance with client meeting and communication materials related to transition
- New account setup and transfer of cost basis information as applicable
- Trading on new accounts to set them to the portfolios you choose
- Initial discovery and consultation
- Customized business analysis
- Assistance with your investment process
- Access to presentation materials
“I can honestly say I would find a different way to make a living before I went back to the previous business model. It’s not that I wouldn’t go into commission sales of something; it’s that I believe there is no such thing as financial services sales.
It’s the only business in the world where you’re expected to service it forever for a very small charge—and be liable for it.
I truly have peace of mind. I just work better with clients who are looking for more and I like providing more. Any conflict I may have felt before is just gone.”